Compliance Manager

Advance Career

RESPONSIBILITIES & DUTIES:

  • Monitoring the activities of the Company
  • Support the team focusing on regulatory change
  • Be responsible for providing regulatory advice and guidance to the business, leading and delivering regulatory change projects, running compliance initiatives, meeting and supporting regulator visits (CySEC)
  • Contribute to the delivery of timely and effective reporting to the Boards and regulator
  • Preparing and handling the relevant regulatory reporting obligations
  • Keep senior management and the business informed on regulatory developments
  • Assist with assessing the impact on the business of future regulation and implement necessary changes to policies and procedures as well as drafting new ones
  • Conducting initial analysis of new regulations in order to determine their applicability to the business and conduct a compliance impact assessment
  • Ensuring compliance with the local requirements and regulations;
  • Responding to compliance enquiries
  • Performing regular monitoring to ensure that standards are adhered
  • Maintaining and reviewing policies and procedures
  • Monitoring and reporting on employees’ adherence to client policies and procedures, including by carrying out periodic compliance audits
  • Reviewing new regulations applicable to investment firms and identifying potential compliance risks
  • Developing compliance training materials and performing ongoing compliance training to employees
  • Examining, evaluating and responding promptly to client enquiries/grievances. Assessing the effectiveness of our client’s compliance program and advising on measures to reduce compliance risk
  • Performing the necessary research required and drawing results, related to the Company’s expansion
  • Handle ad-hoc projects related to the Company’s need and expansion

REQUIREMENTS

  • Bachelor’s degree in Economics/Mathematics/Law
  • In-depth knowledge of CySEC regulatory requirements
  • Good analytical and research skills
  • Attention to detail and good organization skills
  • Strong and outgoing personality, with the ability to successfully represent themselves and the Compliance Function
  • Excellent command of English and Greek, both verbal and written
  • Team spirit, excellent problem-solving abilities and willingness to study and develop
  • 2-3 years’ experience in the Financial Services Sector (preferably forex industry)
  • Advanced CySEC Certificate should be considered as an advantage

BENEFITS

The successful candidate will receive a competitive remuneration package including private medical insurance.

All applications will be treated confidentially.

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ΚΛΑΔΟΣ ΑΠΑΣΧΟΛΗΣΗΣ: Forex

ForexTime Ltd (FXTM) is an international and award-winning online forex broker headquartered in Limassol, Cyprus…

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