Head of Compliance

Career Masters

CareerFinders, on behalf of our client, a rapidly expanding Investment Firm with regional offices in Cyprus, we are seeking to recruit a highly experienced, responsible and capable Head of Compliance to join their expanding team of professionals based in Limassol. This represents an excellent opportunity for an experienced Compliance professional to further develop their career with one of the fastest growing investment firms operating in Cyprus.

Key Duties/Responsibilities:

  • Manage the compliance and AML function.
  • Monitor and assess, on a regular basis, the adequacy and effectiveness of the measures, policies and procedures put in place, and the actions taken to address any deficiencies in the firm’s compliance with its obligations.
  • Monitoring and assessing the level of compliance risk that the Company faces.
  • Advising and assisting the relevant persons responsible for carrying out the investment services to be in compliance with the Law.
  • Drafting written reports to the Senior Management and the BOD making recommendations and indicating in particular whether the appropriate remedial measures have been taken in the event of any deficiencies.
  • Training and educating the staff of the Company in respect with the compliance function.
  • Reviewing the Company’s website, on at least annual basis.
  • Providing advice and guidance to employees in relation to money laundering and terrorist financing.
  • Responding to compliance enquiries.
  • Maintaining and reviewing policies and procedures.
  • Preparing and handling the relevant regulatory reporting obligations.
  • AML and KYC procedures.

Key Skills/Experience:

  • Bachelor’s degree in Economics/Mathematics/Law or related field.
  • In-depth knowledge of CySEC regulatory requirements.
  • A minimum of 3+ years’ previous experience in Compliance within a CySEC Licensed Investment Firm is a must.
  • Excellent command of English and Greek, both verbal and written.
  • Team spirit, excellent problem-solving abilities and willingness to study and develop.
  • Any previous managerial experience will be considered a plus, but not essential.
  • Holder of Advanced CySEC Certificate is essential.
  • Capable of developing and implementing internal policies, procedures and manuals relating to Compliance.
  • Strong organizational skills with ability to manage multiple projects with tight deadlines simultaneously.

To apply for this vacancy, please send your CV, along with any covering letter to quoting the above job title. Please note that due to the high volumes of applications received only shortlisted applicants will be responded to. To view our privacy policy, please click

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With offices in Nicosia and Limassol, CareerFinders was founded by two recruitment professionals with extensive industry experience both in Cyprus and Internationally…

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