Advance Career, on behalf of our client, a Financial Services Organization in Limassol, is seeking to recruit a Russian speaking Head of Compliance; Responsibilities:
Performing reviews and inspections in accordance with the Compliance Risk Assessment and Monitoring Program to assess the Company’s compliance with its legal and regulatory obligations and the effectiveness of the internal policies and control procedures.
Advising and assisting the relevant persons responsible for carrying out the investment services to be in compliance with the Law.
Drafting written reports to the Senior Management and the Board making recommendations and indicating in particular whether the appropriate remedial measures have been taken in the event of any deficiencies, at least annually. These reports shall be presented to the Board and discussed during its meetings, at least annually.
Working on related changes to the Company’s documentation.
Training and educating the staff of the Company in respect with the compliance function according to the Law.
Communicating the relevant statutes of the IOM to each employee and notifying them of any relevant changes therein that relates to his/her role and responsibilities in the Company.
Developing and enforcing adequate policies and procedures in order to meet the compliance requirements of CySEC and other applicable rules and regulations
Establishing measures in connection with personal transactions..
Ensuring that all relevant information is included in the Company’s agreements.
Reviewing and approving marketing material
Performing reviews and inspections in accordance with the Compliance Risk Assessment and Monitoring Program to assess the Company’s compliance with its legal and regulatory obligations and the effectiveness of the internal policies and control procedures
Following up with national and EU legal/regulatory development
Managing the internal procedures and controls relevant to the prevention of money laundering and terrorist financing
Monitoring anti-money laundering policies and procedures of the company as required by the company’s regulator
Examining, evaluating and responding promptly to client complaints
Ensure that all reporting obligations to CySEC are submitted on time. Required Qualifications Qualifications:
CySEC advanced certification
Excellent verbal and written communication skills in English and Russian
Degree in a relevant field such as Law/Finance/Economics
At least 3 years experience in a similar position
Knowledge of regulatory reporting procedures Other Requirements
An attractive remuneration package will be offered to the successful person.
Job Description Advance Career, on behalf of our client, a Financial Services Organization in Limassol, is seeking to recruit a Russian speaking Head of Compliance; Responsibil…
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