Russian speaking Head of Compliance (Financial Services) – Limassol

Website Advance Career

Job Description

Advance Career, on behalf of our client, a Financial Services Organization in Limassol, is seeking to recruit a Russian speaking Head of Compliance;

Responsibilities:

Performing reviews and inspections in accordance with the Compliance Risk Assessment and Monitoring Program to assess the Company’s compliance with its legal and regulatory obligations and the effectiveness of the internal policies and control procedures.

Advising and assisting the relevant persons responsible for carrying out the investment services to be in compliance with the Law.

Drafting written reports to the Senior Management and the Board making recommendations and indicating in particular whether the appropriate remedial measures have been taken in the event of any deficiencies, at least annually. These reports shall be presented to the Board and discussed during its meetings, at least annually.

Working on related changes to the Company’s documentation.

Training and educating the staff of the Company in respect with the compliance function according to the Law.

Communicating the relevant statutes of the IOM to each employee and notifying them of any relevant changes therein that relates to his/her role and responsibilities in the Company.

Developing and enforcing adequate policies and procedures in order to meet the compliance requirements of CySEC and other applicable rules and regulations

Establishing measures in connection with personal transactions..

Ensuring that all relevant information is included in the Company’s agreements.

Reviewing and approving marketing material

Performing reviews and inspections in accordance with the Compliance Risk Assessment and Monitoring Program to assess the Company’s compliance with its legal and regulatory obligations and the effectiveness of the internal policies and control procedures

Following up with national and EU legal/regulatory development

Managing the internal procedures and controls relevant to the prevention of money laundering and terrorist financing

Monitoring anti-money laundering policies and procedures of the company as required by the company’s regulator

Examining, evaluating and responding promptly to client complaints

Ensure that all reporting obligations to CySEC are submitted on time.

Qualifications:

CySEC advanced certification

Excellent verbal and written communication skills in English and Russian

Degree in a relevant field such as Law/Finance/Economics

At least 3 years experience in a similar position

Knowledge of regulatory reporting procedures

Benefits:

An attractive remuneration package will be offered to successful candidate.

Learn more…

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